|
| Altorfer-Stokes Insurance & Altorfer, Murray S. (Ray) |
| Portland, OR |
| Violation: Transacted insurance while not licensed. Failed to respond to an inquiry from the Director. |
| Penalty: Licenses Revoked. |
| Date of Order: 07/09/1999 |
|
Final
|
|
| Assets, Inc., Palmerton, Vicky M. President |
| Grants Pass, OR |
| Violation: Canceled an insurance agent continuing education course but failed to refund the charge. Engaged in false, misleading or deceptive advertising. |
| Penalty: Continuing education provider registration revoked. |
| Date of Order: 05/06/1999 |
|
Final
|
|
| Barlow, William E., II, and Barlow Insurance Agency, Inc. |
| McMinnville, OR |
| Violation: Withheld insurance refund checks. Made misrepresentations to policyholders. Misrepresented financial information to an insurer. Commingled personal funds with premiums. Failed to account for premiums received. Failed to deposit premiums or refunds in a trust account with seven days as required by law. Failed to notify the Insurance Division of affiliations and terminations. |
| Penalty: Licenses revoked; $7,000 fine. |
| Date of Order: 11/04/1999 |
|
Final
|
|
Proposed
|
|
| Benton, Deborah A., aka Deborah A. Pelikan |
| Gresham, OR |
| Violation: Knowingly made false or misleading statements on an agent license renewal application. |
| Penalty: $1,000 Fine. |
| Date of Order: 10/15/1999 |
|
Final
|
|
Proposed
|
|
| Dentler, Michelle M. |
| Portland, OR |
| Violation: In default on student loan. |
| Penalty: Agent license suspended. |
| Date of Order: 11/15/1999 |
|
Final
|
|
| Hamilton, Eugene P., and AA Associates Insurance Agency |
| Portland, OR |
| Violation: Knowingly misrepresented information to an insurer. Failed to respond completely to an inquiry from the Insurance Division. Failed to notify the division of a change in the agency's name. Failed to notify the division of several affiliations and terminations. |
| Penalty: Licenses revoked; $2,000 fine for Hamilton; $1,000 fine for AA Associates Insurance Agency. |
| Date of Order: 12/09/1999 |
|
Final
|
|
Proposed
|
|
| Isham & Sprague Insurance, Inc. |
| Lincoln City, OR |
| Violation: Failed to remit premiums within 30 days. Failed to maintain premiums in its trust account. |
| Penalty: $15,000 fine. |
| Date of Order: 06/15/1999 |
|
Final
|
|
| Johnson, Teresa R. |
| Salem, OR |
| Violation: Misappropriated for her own use, money that she received from another agent relative to the transaction of insurance. Teresa Johnson was convicted by final judgment in the State of Oregon of a felony. |
| Penalty: License Revoked. |
| Date of Order: 07/08/1999 |
|
Final
|
|
| Lee, Ronald T. |
| Portland, OR |
| Violation: Knowingly made a false or misleading statement on an agent license renewal application. |
| Penalty: $1,000 fine. |
| Date of Order: 04/05/1999 |
|
Final
|
|
| Lindsay, Kimberly D. |
| Scappoose, OR |
| Violation: In default on student loan. |
| Penalty: Agent license suspended. |
| Date of Order: 11/15/1999 |
|
Final
|
|
| Luzier, Trevis W. |
| Eugene, OR |
| Violation: Made false or fraudulent representations on or relative to insurance applications. Failed to respond to an inquiry from the DCBS director. Failed to notify the Insurance Division that he had changed his residence address and telephone number. |
| Penalty: Agent license revoked; $5,500 fine. |
| Date of Order: 10/18/1999 |
|
Final
|
|
| Lyda, Scott J. |
| Portland, OR |
| Violation: Failed to perform the duties of an agent in a life insurance replacement transaction. |
| Penalty: $2,000 fine. |
| Date of Order: 06/14/1999 |
|
Final
|
|
| Northwestern Group Marketing Services, Inc. |
| Portland, OR |
| Violation: False representation on an insurance application. |
| Penalty: $1,000 fine. |
| Date of Order: 07/08/1999 |
|
Final
|
|
| Pacific Benefits Group |
| Portland, OR |
| Violation: Failed to identify the name of the actual insurer in a health insurance adverstisement. Charged a service fee to applicants for insurance. |
| Penalty: $6,000 fine; service fees must be refunded to 529 insurance applicants. |
| Date of Order: 10/28/1999 |
|
Final
|
|
| Page, Christopher H. |
| Portland, OR |
| Violation: Made material misrepresentations about the terms of an insurance policy or proposed policy. |
| Penalty: Agent license suspended from September 27, 1999 to December 26, 1999; $1,000 fine. |
| Date of Order: 09/24/1999 |
|
Final
|
|
| Phillips, Hazel, Travel Service |
| The Dalles, OR |
| Violation: Transacted insurance and authorized employees to transact insurance without licenses. Failed to keep required records and maintain them for specified period of time. Failed to establish and use premium trust account. |
| Penalty: $2,000 fine. |
| Date of Order: 07/21/1999 |
|
Final
|
|
| Purdie, Barbara L. |
| Parkdale, OR |
| Violation: n/a - see below |
| Penalty: n/a |
| Date of Order: 02/25/1999 |
|
Final - Order: Request to reinstate insurance agent license denied
|
|
| Shaw Aviation Insurance Services, Incorporated |
| Gold River, CA |
| Violation: Allowed an insured to set off or reduce the premium payable on an insurance policy by rebating or reducing its commission earned for selling an insurance policy. |
| Penalty: $2,102.50 fine. |
| Date of Order: 07/16/1999 |
|
Final
|
|
| Thomason Toyota |
| Gladstone, OR |
| Violation: Authorized unlicensed employees to sell credit life and health insurance. Failed to notify the Insurance Division of affiliations and terminations. |
| Penalty: $30,000 Fine. |
| Date of Order: 12/29/1999 |
|
Final
|
|
| Turpen, Jeff A. |
| Redmond, OR |
| Violation: In default on student loan. |
| Penalty: Agent license suspended. |
| Date of Order: 11/15/1999 |
|
Final
|
|
| Umpqua Title and Escrow Services, Inc. |
| Roseburg, OR |
| Violation: Gave something of value to an intermediary that exceeded the amount allowed. |
| Penalty: $500 Fine. |
| Date of Order: 12/21/1999 |
|
Final
|
|
| Urke, Paul S. |
| Canby, OR |
| Violation: Did not have certificates of completion, in his possession, for continuing education courses at the time he renewed his license. |
| Penalty: $1,000 fine. |
| Date of Order: 06/21/1999 |
|
Final
|
|
Proposed
|
