|
| Abrantes, Nicolas J. |
| Portland, Oregon |
| Violation: Made false statements on an insurance license application. |
| Penalty: $2,000 fine |
| Date of Order: 06/04/2004 |
|
Final
|
|
| Allen, John G. B. |
| Woodbury, Minnesota |
| Violation: Made a false statement on an insurance license application. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: $1,400 fine |
| Date of Order: 10/07/2004 |
|
Final
|
|
| Alton, Gary S. |
| Portland, Oregon |
| Violation: Made false statements on insurance applications. |
| Penalty: $2,000 fine |
| Date of Order: 03/24/2004 |
|
Final
|
|
| Amvesco, Inc. dba Western Pioneer Title Co. of Lane County |
| Eugene, Oregon |
| Violation: Gave a thing of value to an intermediary. |
| Penalty: $1,000 fin |
| Date of Order: 06/15/2004 |
|
Final
|
|
| Averette, Denise J. |
| Mt. Angel, Oregon |
| Violation: Misappropriated insurance premium. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 06/09/2004 |
|
Final
|
|
| Bailey & De Bernardi Insurance, Inc. |
| Roseburg, Oregon |
| Violation: Withheld insurance premium. Failed to respond to inquiries from the DCBS director. |
| Penalty: $5,000 fine. In lieu of further enforcement action, Bailey & De Bernardi Insurance also agreed to refund unearned premium plus interest to a customer, and to permit the Insurance Division to audit its premium trust account. |
| Date of Order: 05/14/2004 |
|
Final
|
|
| Bannon, James W. |
| Spokane, Washington |
| Violation: Transacted insurance in Oregon without a license. |
| Penalty: $5,000 fine |
| Date of Order: 06/09/2004 |
|
Final
|
|
| Barrow, Robert G. |
| Duluth, Georgia |
| Violation: Failed to report enforcement actions by other state insurance regulators. |
| Penalty: $400 fine |
| Date of Order: 07/30/2004 |
|
Final
|
|
| Bates, Darren C. |
| Rockhill, South Carolina |
| Violation: Is not licensed in his resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/11/2004 |
|
Final
|
|
| Belinkie, Jon S. |
| Rockville, Maryland |
| Violation: Failed to timely report enforcement actions by other state insurance regulators. |
| Penalty: $400 fine |
| Date of Order: 02/26/2004 |
|
Final
|
|
| Bersee, Stephanie D. |
| Spotsylvania, Virginia |
| Violation: Is not licensed in her resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 11/09/2004 |
|
Final
|
|
| Birchfield, Paula L. |
| Beaverton, Oregon |
| Violation: Demonstrated untrustworthiness or incompetency, or was a source of injury to another agent. Demonstrated dishonesty, fraud or misrepresentation not related to the insurance business. |
| Penalty: Oregon resident producer license revoked |
| Date of Order: 05/13/2004 |
|
Final
|
|
Proposed
|
|
| Brown, Ryan D. |
| Klamath Falls, Oregon |
| Violation: Withheld insurance applications and premium. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 08/25/2004 |
|
Final
|
|
| Brudzinski, Shawn S. |
| Lemon Grove, California |
| Violation: Is not licensed in his resident state. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/20/2004 |
|
Final
|
|
| Brunsvold, Eric K. |
| Eugene, Oregon |
| Violation: Was convicted of a crime. Engaged in dishonest conduct related to the business of an agent. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 02/10/2004 |
|
Final
|
|
| Bullock, Khadijah N. |
| San Diego, California |
| Violation: Is not licensed in his resident state. Was subject to and failed to report enforcement actions by other state insurance regulators. Made a false statement on or relative to an insurance application. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/03/2004 |
|
Final
|
|
| Campbell, Galt & Newlands, Inc. |
| Portland, Oregon |
| Violation: Withheld insurance premiums. Failed to timely pay unearned premiums. Failed to timely respond to an inquiry from the DCBS director. |
| Penalty: $5,250 fine |
| Date of Order: 02/05/2004 |
|
Final
|
|
| Carrillo, Tina H. |
| The Dalles, Oregon |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 10/12/2004 |
|
Final
|
|
| Chadwick J. Edward and Al Chadwick Insurance Agence, Inc. |
| Yakima, Washington |
| Violation: Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Edward Chadwick and Al Chadwick Insurance Agency were each fined $200. |
| Date of Order: 04/27/2004 |
|
Final
|
|
| Chioda, Mark M. |
| Bridgewater, Missouri |
| Violation: Made a false statement on an insurance license application. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Surrendered his Oregon nonresident agent license in lieu of enforcement action. |
| Date of Order: 06/15/2004 |
|
Final
|
|
| Clark, Jon O. |
| San Diego, California |
| Violation: Made a false statement on a license application. Is not licensed in his resident state. Failed to report an enforcement action by another state insurance regulator. Failed to report a criminal action |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/20/2004 |
|
Final
|
|
| Clontz, Jeffrey T. |
| Springfield, Oregon |
| Violation: Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 11/10/2004 |
|
Final
|
|
| Close, Michael C. |
| Prineville, Oregon |
| Violation: Withheld insurance applications and premiums. |
| Penalty: $2,000 fine |
| Date of Order: 10/05/2004 |
|
Final
|
|
| Combs, Randal T. |
| Huntington Beach, California |
| Violation: Failed to pay a fine assessed by the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/11/2004 |
|
Final
|
|
| Combs, Randal T. |
| Huntington Beach, California |
| Violation: Failed to report an enforcement action by another state insurance regulator. Failed to respond to an inquiry form the DCBS director. |
| Penalty: $1,200 fine |
| Date of Order: 02/02/2004 |
|
Final
|
|
| Combs, Susan P. |
| Dandridge, Tennessee |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/03/2004 |
|
Final
|
|
| Coughlin, Jayne E. |
| Eugene, Oregon |
| Violation: Made false statements on insurance applications. |
| Penalty: Coughlin agreed to surrender her Oregon resident agent license and not to apply for any other insurance license in Oregon. |
| Date of Order: 02/03/2004 |
|
Final
|
|
| Cox, Douglas P. |
| San Diego, California |
| Violation: Failed to report enforcement actions by another state insurance regulator. |
| Penalty: $400 fine |
| Date of Order: 07/19/2004 |
|
Final
|
|
| Cycle Sprts of Salem, Inc. |
| Salem, Oregon |
| Violation: Withheld insurance premium. Failed to timely respond to an inquiry from the DCBS director. |
| Penalty: $6,000 fine |
| Date of Order: 06/28/2004 |
|
Final
|
|
| Dermody, Kevin B. |
| Aurora, Illinois |
| Violation: Is not licensed in his resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/06/2004 |
|
Final
|
|
| Dominguez, Jeffery M. |
| mesa, Arizona |
| Violation: Was subject to enforcement action by other state insurance regulators. Failed to report an action by another state insurance regulator and failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 02/05/2004 |
|
Final
|
|
| Eaton, Michael C. |
| Coconut Creek, Florida |
| Violation: Used a fraudulent or dishonest practice in the conduct of business. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 03/26/2004 |
|
Final
|
|
Proposed
|
|
| Eckert, Lester W. and Aberdeen Insurance Services, Inc. |
| Houston, Texas |
| Violation: Are not licensed in their resident state. Were subject to and failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent and agency licenses revoked |
| Date of Order: 06/25/2004 |
|
Final
|
|
| Ellis, David L. |
| Harrisburg, Pennsylvania |
| Violation: Is not licensed in his resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/11/2004 |
|
Final
|
|
| Eternal Hills Memorial Gardens & Funeral Home, Inc. |
| Klamath Falls, Oregon |
| Violation: Failed to deposit insurance premium in a trust account. |
| Penalty: $500 fine |
| Date of Order: 05/26/2004 |
|
Final
|
|
| Evans, Susan R. |
| St. Louis, Missouri |
| Violation: Made a false statement on an insurance license application. |
| Penalty: $500 fine |
| Date of Order: 06/25/2004 |
|
Final
|
|
| Fredrickson, Susan D. and Peoples Insurance Center, Inc. |
| Carlton, Oregon |
| Violation: Fredrickson failed to deposit premiums into a trust account, withheld insurance applications and premiums, and failed to respond to an inquiry from the DCBS director. Peoples Insurance Center failed to correct and report violations by an agent. |
| Penalty: Fredrickson's Oregon resident agent license was revoked January 1, 2004. Peoples Insurance Center's license was revoked February 1, 2004. |
| Date of Order: 02/26/2004 |
|
Final
|
|
| Fruciano, Michael J. |
| Golden, Colorado |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. Failed to make a required disclosure on an insurance application. |
| Penalty: $3,000 fine |
| Date of Order: 02/26/2004 |
|
Final
|
|
| Garner, Jason M. |
| Portland, Oregon |
| Violation: Was convicted of a crime. Failed to timely report conviction of a crime. |
| Penalty: $200 fine |
| Date of Order: 03/01/2004 |
|
Final
|
|
| Gibson, Roderick P. |
| Helotes, Texas |
| Violation: Made a false statement on an insurance license application. Was subject to and failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/03/2004 |
|
Final
|
|
| Gilbertson, Grant H. |
| Salem, Oregon |
| Violation: Transacted insurance as an agent without a license. Illegally collected insurance premiums. |
| Penalty: Ordered to cease and desist from violating the Oregon Insurance Code. |
| Date of Order: 09/07/2004 |
|
Cease & Desist
|
|
| Gilbertson, Grant H. |
| Salem, Oregon |
| Violation: Transacted insurance in Oregon without a license. |
| Penalty: $41,000 fine |
| Date of Order: 05/26/2006 |
|
Final
|
|
| Gillespie-Johnson-Stanger Insurance, Inc. dba House of Insurance |
| Grants Pass, Oregon |
| Violation: Withheld insurance premiums. Misappropriated insurance premiums. Failed to keep accurate trust account records. Commingled other funds in a premium trust account. |
| Penalty: $10,000 fine. House of Insurance also agreed to hire a certified public accountant to audit its operating and trust accounts, send a report of the audit to the Insurance Division's Investigation Unit, and establish a trust account record-keeping system and written procedures that comply with Oregon law. |
| Date of Order: 10/13/2004 |
|
Final
|
|
| Golding, David J. |
| Carmel, Indiana |
| Violation: Failed to timely report an enforcement action by another state insurance regulator. |
| Penalty: $200 fine |
| Date of Order: 05/26/2004 |
|
Final
|
|
| Gomez, Alfred |
| Baldwin Park, California |
| Violation: Made a false statement on a license application. Is not licensed in his resident sate. Failed to repoert an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/20/2004 |
|
Final
|
|
| Gonzales, Adrian R. |
| San Antonio, Texas |
| Violation: Failed to report an enforcement action by another state insurance regulator. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/15/2004 |
|
Final
|
|
| Gray, Mark A. |
| Manchester, Missouri |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. |
| Penalty: Agreed not to renew his expired Oregon nonresident agent license in lieu of enforcement action. |
| Date of Order: 06/15/2004 |
|
Final
|
|
| Griffith, Dorothy K. |
| Middleburg Heights, Ohio |
| Violation: Made a false statement on an insurance license application. Was subject to and failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/22/2004 |
|
Final
|
|
| Haller, Michael F. and Haller Insurance Services, Inc. |
| Redmond, Washington |
| Violation: Haller and Haller Insurance Services each failed to report an enforcement action by another state insurance regulator. |
| Penalty: Each were fined $200 |
| Date of Order: 03/01/2004 |
|
Final
|
|
| Harris, Todd J. |
| Portland, Oregon |
| Violation: Disclosed personal information about an applicant. |
| Penalty: $1,000 fine |
| Date of Order: 11/23/2004 |
|
Final
|
|
| Hassell, Thamas E. |
| Ramona, California |
| Violation: Is not licensed in his resident state. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/12/2004 |
|
Final
|
|
| Henderson, Raymond V. |
| Oklahoma City, Oklahoma |
| Violation: Is not licensed in his resident state. Was subject to enforcement action by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 02/27/2004 |
|
Final
|
|
| Herz, Matthew R. |
| Avon, Connecticut |
| Violation: Made a false statement on an insurance license application. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Surrendered his Oregon nonresident agent license in lieu of enforcement action. |
| Date of Order: 10/12/2004 |
|
Final
|
|
| Heusinkveld, Robert T. |
| Addison, Texas |
| Violation: Made a false statement on an insurance license application. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: $2,200 fine |
| Date of Order: 08/04/2004 |
|
Final
|
|
| Hill, Raquel C. |
| San Diego, California |
| Violation: Made a false statement on an insurance license application. |
| Penalty: Surrendered her Oregon nonresident agent license in lieu of enforcement action. |
| Date of Order: 05/14/2004 |
|
Final
|
|
| Hogge, Jonathan E. |
| San Diego, California |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/11/2004 |
|
Final
|
|
| Horton, Jamie A. |
| Clackamas, Oregon |
| Violation: Made a false statement on an insurance application. Misappropriated insurance premium. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 09/20/2004 |
|
Final
|
|
| Horton, Scott T. |
| Fredericksburg, Virginia |
| Violation: Was subject to an enforcement action by another state insurance regulator. Failed to report enforcement actions by other state insurance regulators. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 06/25/2004 |
|
Final
|
|
| Johnson, Gary L. |
| Dallas, Texas |
| Violation: Made a false statement on an insurance license application. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: $1,000 fine |
| Date of Order: 10/12/2004 |
|
Final
|
|
| Kavic, Lindsey V. |
| Springfield, Oregon |
| Violation: Made a false statement about the financial condition of an insurer. |
| Penalty: $1,000 fine |
| Date of Order: 05/27/2004 |
|
Final
|
|
| Kenyon, Linda G. |
| Boise, Idaho |
| Violation: Was convicted of a felony involving dishonesty or breach of trust. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/20/2004 |
|
Final
|
|
| Keranen, Cynthia L. |
| Colonial Beach, Virginia |
| Violation: Is not licensed in her resident state. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/22/2004 |
|
Final
|
|
| Klenk, Craig W. |
| Brewton, Alabama |
| Violation: Is not licensed in his resident state. |
| Penalty: Klenk surrendered his Oregon nonresident agent license and agreed not to apply for any other insurance license in Oregon. |
| Date of Order: 03/01/2004 |
|
Final
|
|
| Krohn, Patrick M. |
| Colorado Springs, Colorado |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/12/2004 |
|
Final
|
|
| Kroll, Gary M. and G.K. and Associates, Inc. |
| Tulsa, Oklahoma |
| Violation: Kroll failed to report an enforcement action by another state insurance regulator. G.K. and Associates failed to correct and report an action by its agent. |
| Penalty: Kroll and G.K. and Associates agreed to surrender their Oregon nonresident agent licenses. |
| Date of Order: 04/06/2004 |
|
Final
|
|
| Lackey, John R. dba Lackey Insurance Agencey |
| La Grande, Oregon |
| Violation: Withheld insurance premium. |
| Penalty: $1,000 fine |
| Date of Order: 02/05/2004 |
|
Final
|
|
| Laksbergs, Carissa M. |
| San Antonio, Texas |
| Violation: Made a false statement on an insurance license application. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Laksbergs agreed to surrender her Oregon nonresident agent license. |
| Date of Order: 04/06/2004 |
|
Final
|
|
| Lancaster, Tim C. |
| Klamath Falls, Oregon |
| Violation: Made a false statement on an insurance application. |
| Penalty: $1,000 fine |
| Date of Order: 06/04/2004 |
|
Final
|
|
| Lane, Jr. Henry T. |
| Gainesville, Florida |
| Violation: Failed to report an enforcement action by another state insurance regulator. |
| Penalty: $200 fine |
| Date of Order: 06/10/2004 |
|
Final
|
|
| Liebenthal, Alan S. |
| Portland, Oregon |
| Violation: Made a false statement on or relative to an insurance application. Misappropriated and withheld insurance premiums. Failed to timely convert cash into a negotiable instrument and forward it to an insurer. |
| Penalty: $5,000 fine; also ordered to pay $590.22 to Mayflower National Life Insurance Company for premiums not forwarded. |
| Date of Order: 04/21/2004 |
|
Final
|
|
| Lopez-Wilson, Joseph |
| Bellevue, Nebraska |
| Violation: Was subject to and failed to repoert enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent lecense revoked |
| Date of Order: 02/03/2004 |
|
Final
|
|
| ManagedComp General Agency |
| Radnor, Pennsylvania |
| Violation: Is not licensed in its resident state. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 02/27/2004 |
|
Final
|
|
| Martin III, Willis W. |
| Eugene, Oregon |
| Violation: Was convicted of a crime. Engaged in dishonest conduct and demonstrated untrustworthiness. Failed to report a criminal action. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 03/25/2004 |
|
Final
|
|
| Martinez, Miguel A. |
| San Diego, California |
| Violation: Is not licensed in his resident state. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/20/2004 |
|
Final
|
|
| Matsock, Mark J. |
| Phoenix, Arizona |
| Violation: Failed to report enforcement actions by other state insurance regulators. |
| Penalty: $400 fine |
| Date of Order: 08/26/2004 |
|
Final
|
|
| McClary, Terrence B. |
| Charlotte, North Carolina |
| Violation: Was convicted of a crime. Made a false statement on an agent license application. Failed to report criminal prosecution. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/07/2004 |
|
Final
|
|
| McKenzie, Patrick W. |
| Dallas, Oregon |
| Violation: Forged a peson's name on insurance applications. Made false statements on insurance applications. |
| Penalty: $3,000 fine |
| Date of Order: 08/26/2004 |
|
Final
|
|
| Miller, Beverly A. |
| Medford, Oregon |
| Violation: Failed to comply with a subpoena from the Insurance Division. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 10/08/2004 |
|
Final
|
|
| Mills, Dale D. |
| Meridian, Idaho |
| Violation: Was not licensed in his resident state. Was subject to enforcement action by another state insurance regulator. Failed to report enforcement actions by other state insurance regulators. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 01/30/2004 |
|
Final
|
|
| Mitchell, Kathryn M. |
| Poway, California |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. Failed to respond to inquiries from the DCBS director. |
| Penalty: Surrendered her Oregon nonresident agent license in lieu of enforcement action. |
| Date of Order: 06/09/2004 |
|
Final
|
|
| Momberger, M. Linda and M. Linda Momberger dba Jack Barber Insurance |
| Aloha, Oregon |
| Violation: Jack Barber Insurance withheld premium, transacted insurance through an unlicenced person, and failed to timely respond to inquiries from the DCBS director. Momberger transacted insurance without a license. |
| Penalty: Jack Barber Insurance was fined $3,000. Momberger was fined $1,000. |
| Date of Order: 05/28/2004 |
|
Final
|
|
| Morgan, Joseph M. |
| Tempe, Arizona |
| Violation: Is not licensed in his resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/01/2004 |
|
Final
|
|
| Mustoe, James F. |
| Plymouth Meeting, Pennsylvania |
| Violation: Is not licensed in his resident state. Was subject to and failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/03/2004 |
|
Final
|
|
| My Smart Benefits, Inc. |
| Hammond, Indiana |
| Violation: Failed to register as an exempt third party administrator. |
| Penalty: Ordered to cease and desist from violating the Oregon Insurance Code. |
| Date of Order: 07/30/2004 |
|
Cease & Desist
|
|
| Myrick, Jr., Charles L. |
| College Park, Georgia |
| Violation: Is not licensed in his home state. Made a false statement on an insurance license application. Was subject to and failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/08/2004 |
|
Final
|
|
| Napadow, Michael F. and Nations Hazard Insurance Company, Hartford Casualty Insurance |
| Carpentersville, Illinois |
| Violation: Transacted insurance in Oregon as an insurer without a license. |
| Penalty: Ordered to cease and desist from transacting insurance in Oregon without a license. |
| Date of Order: 08/06/2004 |
|
Cease & Desist
|
|
| Nealey, Dale I. |
| Dennison, Ohio |
| Violation: Failed to report enforcement actions by other state insurance regulators. |
| Penalty: $400 fine |
| Date of Order: 07/16/2004 |
|
Final
|
|
| Nieman, Gerald G. |
| Colorado Springs, Colorado |
| Violation: Is not licensed in his resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 09/22/2004 |
|
Final
|
|
| Oyler, Phillip E. |
| Lawrence, Kansas |
| Violation: Is not licensed in his resident state. Failed to report enforcemnt actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 05/03/2004 |
|
Final
|
|
| Patterson, Richard F. |
| Central Point, Oregon |
| Violation: Made false statements on or relative to insurance applications. |
| Penalty: $1,000 fine |
| Date of Order: 03/01/2004 |
|
Final
|
|
| Paul, Melissa R. |
| Knoxville, Tennessee |
| Violation: Was subject to and failed to report an enforcement action by another state insurance regulator. Is not licensed in her resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 06/29/2004 |
|
Final
|
|
| Pedersen, Timothy J. |
| Atlanta, Georgia |
| Violation: Withheld unearned commissions from an insurer. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 12/29/2004 |
|
Final
|
|
| Phillips, James L. |
| Atlanta, Georgia |
| Violation: Failed to report an enforcement action by another state insurance regulator. |
| Penalty: $200 fine |
| Date of Order: 08/26/2004 |
|
Final
|
|
| Prisco, Edward |
| Hillsboro, Oregon |
| Violation: Made a false statement on an insurance license application. Was subject to an enforcement action by another state insurance regulator. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: Agreed not to renew his expired Oregon nonresident agent license or apply for any other isnurance license for five years in lieu of enforcement action. |
| Date of Order: 05/27/2004 |
|
Final
|
|
| Pulliam, David R. |
| Dallas, Oregon |
| Violation: Used a dishonest and fraudulent practice in the conduct of business. |
| Penalty: Oregon reisdent agent license revoked |
| Date of Order: 12/16/2004 |
|
Final
|
|
| Redfearn, Dan E. |
| Elk Grove, California |
| Violation: Failed to report enforcement actions by other state insurance regulators |
| Penalty: $400 fine |
| Date of Order: 06/28/2004 |
|
Final
|
|
| Renner, Alison J. and A.J. Renner & Associates, Inc. |
| Chicago, Illinois |
| Violation: Renner made a false statement on an insurance license application and failed to report an enforcement action by another state insurance regulator. Renner & Associates made a false statement on an insurance license application and failed to correct and/or report a violation by an agent. |
| Penalty: Surrendered their Oregon nonresident agent licenses in lieu of enforcement action |
| Date of Order: 04/30/2004 |
|
Final
|
|
| Roberts, Jeffrey D. |
| Boise, Idaho |
| Violation: Was convicted of a felony involving dishonesty or breach of trust. Is not licensed in his resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/11/2004 |
|
Final
|
|
| Robinson, Cherie A. |
| Norfolk, Virginia |
| Violation: Is not licensed in her resident state. Made a false statement on an insurance application. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/06/2004 |
|
Final
|
|
| Robles, Angela R. |
| Duarte, California |
| Violation: Is not licensed in her resident state. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/08/2004 |
|
Final
|
|
| Rutherford, Chad S. |
| Phoenix, Arizona |
| Violation: Was subject to and failed to report enforcement actions by other state insurance regulators. Failed to respond to an inquiry from the DCBS director and to report an address change. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 02/02/2004 |
|
Final
|
|
| Sargeant, John F. |
| Glendale, California |
| Violation: Made a false statement on an insurance license application. |
| Penalty: Sargeant agreed to surrneder his Oregon nonresident agent license and not apply for any new insurance license. |
| Date of Order: 02/26/2004 |
|
Final
|
|
| Scharnhorst, Robert L. |
| Twin Falls, Idaho |
| Violation: Was convicted of a crime. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 11/09/2004 |
|
Final
|
|
| Shields, Cyleca M. |
| Spring Valley, California |
| Violation: Is not licensed in her resident state. Failed to report an enforcement action by another state regulator. Failed to respond to an inquiry from the DCBS director. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/06/2004 |
|
Final
|
|
| Smith-Helm, Robin R. |
| Chandler, Oklahoma |
| Violation: Failed to report or timely report enforcement actions by other sate insurance regulators. |
| Penalty: $400 fine |
| Date of Order: 05/03/2004 |
|
Final
|
|
| Spencer, E. Byron |
| Elmhurst, Illinois |
| Violation: Failed to timely report an enfocement action by another state insurance regulator. |
| Penalty: $200 fine |
| Date of Order: 03/01/2004 |
|
Final
|
|
| Stamm, Donald C. |
| Portland, Oregon |
| Violation: Withheld insurance applications and premium. |
| Penalty: $4,000 fine |
| Date of Order: 06/24/2004 |
|
Final
|
|
| Stenzel, Gregory F. |
| Eagle, Idaho |
| Violation: Failed to timely report an enforcement action by another state insurance regulator. |
| Penalty: $200 fine |
| Date of Order: 05/28/2004 |
|
Final
|
|
| Sullivan, Kimberly C. |
| King George, Virginia |
| Violation: Made a false statement on an insurance license application. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: Surrendered Oregon nonresident agent license in lieu of enforcement action. |
| Date of Order: 09/08/2004 |
|
Final
|
|
| Taylor, Thomas M. |
| Eugene, Oregon |
| Violation: Forged names on insurance applications. Made false statements on insurance applications. |
| Penalty: $3,000 fine |
| Date of Order: 11/23/2004 |
|
Final
|
|
| Topacia, Antonino A. |
| Lynwood, Washington |
| Violation: Is not licensed in his resident state. Was subject to and failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 03/24/2004 |
|
Final
|
|
| Varga, Shirley A. |
| Grants Pass, Oregon |
| Violation: Used a dishonest practice in the transaction of insurance. Withheld insurance premium. |
| Penalty: Oregon resident agent license revoked |
| Date of Order: 05/13/2004 |
|
Final
|
|
| Wadsworth, Eunice R. |
| Louisville, Kentucky |
| Violation: Was convicted of a felony involving dishonesty or breach of trust. Failed to report a criminal action. Is not licensed in her resident state. Failed to report an enforcement action by another state insurance regulator. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 10/12/2004 |
|
Final
|
|
| Wedeking, Patrick N. |
| Snoqualmie, Washington |
| Violation: Failed to report an enforcement action by another state insurance regulator. |
| Penalty: $200 fine |
| Date of Order: 07/28/2004 |
|
Final
|
|
| Wexler, Steven M. |
| Coral Gables, Florida |
| Violation: Made a false statement on an insurance license application. Failed to report an enforcement acton by another state insurance regulator. |
| Penalty: Surrendered his Oregon nonresident agent license in lieu of enforcement action |
| Date of Order: 05/03/2004 |
|
Final
|
|
| Williams, John A. |
| Eugene, Orregon |
| Violation: Was convicted of a felony involving dishonesty or breach of trust. |
| Penalty: Oregon resident agent license revoked; $7,000 fine |
| Date of Order: 10/06/2004 |
|
Final
|
|
| Willis, Ramona J. |
| Bloomfield, Connecticut |
| Violation: Was not licensed in her resident state. Was subject to enforcement action by another state insurance regulator. Failed to report enforcement actions by other state insurance regulators. |
| Penalty: Oregon nonresident agent license revoked |
| Date of Order: 02/03/2004 |
|
Final
|
|
| Young, Daniel J. and Benefit Planning Associates, Inc. |
| Salt Lake City, Utah |
| Violation: Are not licensed in their resident state. Failed to report enforcement actions by another state insurance regulator. |
| Penalty: Oregon nonresident agent and agency licenses revoked |
| Date of Order: 09/22/2004 |
|
Final
|
