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Filing Requirements

Life Settlement (Viatical Providers)

  1. NAIC Transmittal Form, instructions, and Product Code matrices for completing transmittal forms
  2. Instructions for the Filing Description on the Transmittal (cover letter)
  3. Certificate of Compliance: Word,   PDF
  4. Product standards: Word, PDF
  5. Disclosure samples
  6. Verification of coverage sample
 


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