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Filing Requirements

Stop-Loss/Excess Loss

(may be filed by a property/casualty or health insurer)

  1. NAIC Transmittal Form, instructions, and Product Code matrices for completing transmittal forms


  2. Instructions for the Filing Description on the Transmittal (cover letter)


  3. Certificate of Compliance: Word 97,   PDF


  4. Product Standards  Word 97,  PDF



If filing Provider Excess, see listing under Property/Casualty.